The Broker's Desk: Series 3 Prep

Not affiliated with or endorsed by NFA. Original practice questions, not real exam items. Educational content only. Not financial advice. Futures trading involves substantial risk of loss.

Original questions written from the NFA study outline, the NFA Rulebook, 17 CFR and CME education pages (seen 2026-10-01). No real exam content. Section weights and the part split are not published by NFA or FINRA, so the mock exam's split is an estimate. Practice, Review missed and the mock exam check your answers on the LearnToTick server, so they need a free Discord login; the cheat sheet and calculators are open to everyone. Progress is kept in this browser. Practice here never earns a role; the Broker role comes from the full exam on the Earn the Broker role page.

Broker lessons · LearnToTick · Risk disclaimer